
We’re pleased to announce that John Tarleton has officially joined Monorail as our new Compliance Officer.
John brings over two decades of experience in the financial services industry, with deep expertise in regulatory compliance, electronic trading oversight, broker-dealer operations, and risk management. Most recently, he served as Head of Electronic Trading Compliance for the Americas at UBS Securities, where he was responsible for all aspects of compliance across electronically traded products and asset classes.
Prior to UBS, John spent 15 years at Citigroup in senior compliance leadership roles, including as Chief Compliance Officer for several subsidiaries. His oversight included AML programs, regulatory exam management, and the development of supervisory procedures. John has also served in CFO and CCO roles at various broker-dealers, with comprehensive experience in regulatory reporting, audit preparation, internal controls, and policy design.
John is a U.S. Army veteran, holds a B.S. in Finance from LSU, and maintains an impressive array of industry licenses including Series 4, 7, 14, 24, 27, 55, and 63.
His depth of knowledge, leadership, and integrity will be instrumental in supporting Monorail’s mission to deliver compliant, values-aligned investing solutions for all Americans.
Please join us in welcoming John to the team.




















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